-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BW+FdNJOFozR5QwXE40V4jCPmx9xRUNMcmbPhgukA72GbySIM9c99RpVw4Zr6Qb5 s+jN7Cpfa0TdMx2TATS9lQ== 0001012870-03-000734.txt : 20030214 0001012870-03-000734.hdr.sgml : 20030214 20030214132036 ACCESSION NUMBER: 0001012870-03-000734 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOSAN BIOSCIENCES INC CENTRAL INDEX KEY: 0001110206 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 943217016 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60269 FILM NUMBER: 03565405 BUSINESS ADDRESS: STREET 1: 3832 BAY CENTER PLACE CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5107328400 MAIL ADDRESS: STREET 1: 3832 BAY CENTER PLACE CITY: HAYWARD STATE: CA ZIP: 94545 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KHOSLA CHAITAN PHD CENTRAL INDEX KEY: 0001135139 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3832 BAY CENTER PLACE CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5107328400 MAIL ADDRESS: STREET 1: 3832 BAY CENTER PLACE CITY: HAYWARD STATE: CA ZIP: 94545 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 1 TO SC 13G Amendment No. 1 to SC 13G

 


SEC 1745

(2-02)

  

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.


 


OMB APPROVAL


OMB Number:

  

3235-0145


Expires:

  

December 31, 2005


Estimated average burden

hours per response . . . . . . . . . . . . . . . 11


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.   1  )*

 

 

Kosan Biosciences, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

50064W 107


(CUSIP Number)

 

December 31, 2002


(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨   Rule 13d-1(b)

 

¨   Rule 13d-1(c)

 

x   Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 4


 

CUSIP No.  50064W 107

 


  1.


 

Name of Reporting Persons

I.R.S. Identification No(s). of above person(s) (entities only)

 

Chaitan Khosla, Ph.D.

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)   ¨

   

  3.

 

SEC USE ONLY

 

   

  4.


 

Citizenship or Place of Organization

 

United States

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

  5.    Sole Voting Power

 

        77,886


  6.    Shared Voting Power

 

        1,602,933


  7.    Sole Dispositive Power

 

        77,886


  8.    Shared Dispositive Power

 

        1,602,933


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,680,819

   

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

6.6%            

   

12.


 

Type of Reporting Person (See Instructions)

 

IN            

   

 

Page 2 of 4


 

Item 1.

 

  (a)   Name of Issuer

Kosan Biosciences, Inc.

 

  (b)   Address of Issuer’s Principal Executive Offices

3832 Bay Center Place

Hayward, CA 94545

 

Item 2.

 

  (a)   Name of Person Filing

Chaitan Khosla, Ph.D.

 

  (b)   Address of Principal Business Office or, if none, Residence

c/o Kosan Biosciences, Inc.

3832 Bay Center Place

Hayward, CA 94545

 

  (c)   Citizenship

United States

 

  (d)   Title of Class of Securities

Common Stock

 

  (e)   CUSIP Number

50064W 107

 

Item 3.    Not applicable

 

Item 4.    Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)   Amount beneficially owed:  1,680,819

 

  (b)   Percent of class:  6.6%

 

  (c)   Number of shares as to which the person has:

 

  (i)   Sole power to vote or to direct the vote  77,886

 

  (ii)   Shared power to vote or to direct the vote  1,602,933

 

  (iii)   Sole power to dispose or to direct the disposition of  77,886

 

  (iv)   Shared power to dispose or to direct the disposition of  1,602,933

 

Item 5.    Ownership of Five Percent or Less of a Class

 

Not applicable

 

Item 6.    Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable

 

Page 3 of 4


 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable

 

Item 8.      Identification and Classification of Members of the Group

 

Not applicable

 

Item 9.      Notice of Dissolution of Group

 

Not applicable

 

Item 10.    Certification

 

Not applicable

 

 

[SIGNATURE]

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2003


Date

 

By: /s/    CHAITAN KHOSLA, PH.D.        


Signature

 

Chaitan Khosla, Ph.D.


Name/Title

-----END PRIVACY-ENHANCED MESSAGE-----